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CM Matthew Luk
CIVIL AND COMMERCIAL LITIGATION
- cml@tblaw.com
- 602.255.6065
- Outlook vCard
- cml@tblaw.com
- 602.255.6065
- Outlook vCard
Matthew Luk is a former investigator for the Financial Industry Regulatory Authority (FINRA).
EXPERIENCE OVERVIEW
Matthew Luk is an associate attorney in Tiffany & Bosco’s Phoenix office. Matthew earned bachelor’s degrees in economics and politics from New York University and his law degree from Georgetown University Law Center, where he was a Student Fellow of the Institute of International Economic Law. His course work in law school included securities regulation, Fintech law, antitrust economics and law, and bankruptcy law.
During his years in Washington D.C., he interned for the U.S. Securities and Exchange Commission (SEC) and the Federal Deposit Insurance Corporation (FDIC). At the FDIC, Matthew helped evaluate bank operations, risk management strategies, and consumer protection practices; analyzed and responded to legal issues of FDIC field examiners; and led a project to update part of the FDIC Consumer Protection Compliance Examination Manual. At the SEC, he researched and compiled information regarding cryptocurrency and tokens; analyzed and commented on proposed rules from NASDAQ and NYSE regarding SPAC; and assisted with investigating insider trading information, whistleblower reports, and referrals.
After graduation from law school, Matthew worked as an associate investigator for the Financial Industry Regulatory Authority (FINRA), where he assisted with investigations of insider trading activities in the stock market and assisted with enforcement actions against illegal trading activities.
Matthew then returned to his roots in Arizona to serve for two years as a law clerk for the Honorable Scott H. Gan of the U.S. Bankruptcy Court for the District of Arizona in Tucson. He joined Tiffany & Bosco in 2022.
PROFESSIONAL MEMBERSHIPS
State Bar of Arizona
District of Columbia Bar
COURT ADMISSIONS
District of Columbia, 2020
Arizona, 2021
CLERKSHIPS
EDUCATION
J.D., Georgetown University Law Center, 2019: Student Fellow, Institute of International Economic Law
B.A., Economics, New York University, 2015
B.A., Politics, New York University, 2015
LANGUAGE FLUENCY
NEWSFEED
How To Pursue a FINRA Arbitration Case Against a Stockbroker or Investment Adviser
Robert MitchellCM Matthew LukThis article is meant to serve as a limited introduction to the FINRA arbitration process. Keep in mind that each case has its own unique facts and circumstances, and other issues and considerations arise alongside it. Please note that,...
Federal Court Sets Aside FTC’s “Non-Compete Rule”
Matthew LukOn August 20, 2024, the United States District Court, N.D. Texas, Dallas Division issued an order setting aside the Federal Trade Commission’s “Non-Compete Rule,” or 16 C.F.R. § 910.1–.6 (the “Rule”). The Rule would have made most non-compete agreements...
Review of SEC v. Jarkesy, and its impact on the Securities Industry
Matthew LukOn June 27, 2024, the Supreme Court of the United States (“SCOTUS” or the “Court”) issued an opinion in the case Sec. & Exch. Comm'n v. Jarkesy, 603 US _ (2024). Headline news describes the decision as striking a “serious blow against the...
Regulators Increase Scrutiny of “Finfluencers”
Matthew LukThe FTX bankruptcy is heightening global and domestic scrutiny of the use of paid celebrities to endorse investment opportunities and platforms. The 2020s mark a new era for social media influencers, with millennials and Gen Z increasingly obtaining...
Robert Mitchell welcomes new attorneys Matthew Luk, Anne Barber
Litigation attorneys CM “Matthew” Luk and Anne P. Barber have joined Robert Mitchell’s legal team at Tiffany & Bosco, P.A. Matthew Luk is a former investigator for the Financial Industry Regulatory Authority (FINRA), where he assisted with investigations of...