by Robert Mitchell | Article, Robert Mitchell, Securities Law
Robert Mitchell When are securities considered to be offered or sold “within or from” Arizona under the Arizona securities laws? Please note that, while this article accurately describes applicable law on the subject covered at the time of its writing, the law...
by Robert Mitchell | Article, Robert Mitchell, Securities Law
Robert Mitchell How can individual investors determine if they are an “accredited investor” under federal and Arizona securities laws? Please note that, while this article accurately describes applicable law on the subject covered at the time of its writing, the law...
by Robert Mitchell | Article, Robert Mitchell, Securities Law
Robert Mitchell Because the whistleblower provision of the Arizona Employment Protection Act does not specify a remedy, a harmed employee must file a lawsuit alleging wrongful termination. December 2016 Please note that, while this article accurately describes...
by Robert Mitchell | Article, Robert Mitchell, Securities Law
Robert Mitchell Please note that, while this article accurately describes applicable law on the subject covered at the time of its writing, the law continues to develop with the passage of time. Accordingly, before relying upon this article, care should be taken to...
by Robert Mitchell | Article, Robert Mitchell, Securities Law
Robert Mitchell Please note that, while this article accurately describes applicable law on the subject covered at the time of its writing, the law continues to develop with the passage of time. Accordingly, before relying upon this article, care should be taken to...
by Robert Mitchell | Article, Robert Mitchell, Securities Law
Robert Mitchell When a broker sells, or solicits the sale of, securities that are not authorized or sold by the brokerage firm with which he is a registered representative, he has “sold away” from his brokerage firm. Please note that, while this article accurately...
